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| Consulting Services |
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| The Sagacity Group is a team of consultants that has over 70 years of combined experience in the financial services industry. We are dedicated to listening to your corporate needs and we are here to assist you in navigating the challenges of the financial services world. We are passionate about the financial services business and we will work with you to identify problems and develop solutions utilizing creative techniques and strategies. We are adaptable and innovative thinkers with the desire and passion to assist you in achieving your corporate goals. |
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Learn More:
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To learn more about our consulting services, please contact us:
Contact Us
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We currently provide consulting services in the following areas:
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- Strategic Vision and Development
- Registered Investment Advisor (RIA) General Services
- Broker/Dealer (B/D) General Services
- Commission and fee compensation modeling evaluations
- Staff Evaluations
- Recruiting
- Management Development Programs
- Mentoring
- Coaching Services
- Contract Negotiations
- Product Development
- Competitive Analysis
- Product research and Due Diligence
- Vendor Analysis including:
- Technology and Software-
- Client Management Systems (CRM) analysis
- Account Aggregation implementation (i.e.: Statement one, Cash edge)
- Clearing Firm
- Creation of Marketing Materials
- Creation of Training Materials- sales and back office staff
- Evaluation of operational efficiency- (system workflows, policies and procedures)
- Registration services for B/D and RIA- including:
- Annual form update filings (i.e. ADV, B/D)
- Federal and state licensing
- Compliance/regulatory office audits
- ERISA analysis and product creation
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